Book Spines and Shelving

Fig. 1 Books on display and filed on shelves
Courtesy of Barnes & Noble

When perusing a library or bookstore, after admiring the initial books displayed on tables, one is often met with shelves of books. More often than not, these books are filed with their spines out, giving readers minimal information like the book’s title, author, and a sliver of the book cover’s aesthetic. Though today we might not think twice about this organizational choice, or perhaps even think it’s the most logical filing option, this method of storing and labeling books is relatively new. Historically, books have been stored in various positions: horizontal, fore-edge out, open on lecterns, among other ways, but rarely vertically with the spine outward, as is seen commonly today. Though the spine is essential to the book, as it binds the codex together and is central to how books are identified, its history is overlooked. Tracing the evolution of book storage, from tablets to codices, chained lecterns, and early shelving systems, reveals how the spine gradually transformed from a structural necessity to an integral aspect of the book.

Fig. 2 The library of the temple of Nabû at Dûr-Sharrukîn, G. Loud & C. B. Altman, Khorsabad Part II. The Citadel and the Town, OIP 40, Chicago, 1938, pl. 19c.
Source: https://www.csmc.uni-hamburg.de/publications/mesopotamia/2023-09-13.html

Before the side-bound book, written information took on different forms, notably tablets and scrolls, requiring varying ways of storage and showing the beginning of book-storing methods. Marking the start of book history is the clay tablet from the ancient civilization of Mesopotamia. Here, the earliest recorded written language, cuneiform, was born around 3100 B.C.E. Cuneiform physically manifested onto clay tablets that Amaranth Borsuk describes as, “generally rectangular with a slightly convex bulge” and ranged from “the size of a matchbook to that of a large cell phone — and could rest stably on a flat surface for storage or consultation” (Borsuk 7). In the article, “How did the ancient Mesopotamians archive their cuneiform tablets?” Assyriologist and professor at the University of Hamburg, Dr. Cécile Michel, discusses the various ways in which clay tablets were stored depending on their classification and purpose. For scholarly texts, like medical texts, literary narratives, poems, mathematical texts, etc, Dr. Michel notes that “tablets were often stored in niches in walls built of unbaked clay bricks.” For royal and official documents, e.g., administrative texts, accounting texts, treaties, and more, Italian archaeologists discovered a room in the palace of Elba containing over 17,000 clay tablets and fragments that had been arranged by content on wooden shelves that had since rotted. Some royal and religious texts were also either displayed for people to read or stacked and buried in the foundation of buildings to invoke divine favor or preserve knowledge. Regarding private documents, Dr. Michel discusses how “private individuals, for their part, kept dozens, hundreds and sometimes even more than a thousand cuneiform tablets in one or more rooms of their homes, making up their private archives.” She also notes that tablets have been found in baskets and boxes with labels as a means of storing and organizing them.

Fig. 3 Scrolls being stored on shelves
Source: Christoph Brouwer and Jakob Masen, Antiquitatum et Annalium Trevirensium (Liége: Jo. Mathiæ Hovii, 1671), vol. 1, p. 105

While the Mesopotamians developed their clay tablets, the Egyptians used papyrus from the Nile River to create scrolls, which became the primary method of recording information in Egyptian, Greek, and Roman culture. Scrolls were continuous rolls of papyrus, or later, parchment, that allowed for continuous reading. In these early forms of books, there was no equivalent to a spine that could bear identifying information, making the storage systems reliant on containers, tags, or spatial memory rather than visual labeling. In Henry Petroski’s The Book on the Bookshelf, he explains how scrolls were then kept in various ways, from being upright in boxes to laid flat on shelves that were further divided into pigeonholes. When bound manuscripts, or codices, are developed and introduced to differing societies, these varying methods of organization would affect how codices, which later become the familiar bound books of today, are stored.

As books were being introduced into early societies, they existed alongside scrolls and tablets, making for an interesting transitional period of storing multiple book forms while the codex simultaneously evolved into the bound book familiar today. Though scrolls were a popular book mode, a disadvantage of the scroll was its clunkiness while reading. Due to the scroll’s rolled form, they required something to weigh down a side of it, whether it be two hands holding either side or paperweights weighing down a side while a hand held the roll. Not to mention, scrolls were long and would take up a considerable bit of room. These inconveniences needed a solution. In China, the solution was folding scrolls back and forth, creating an accordion fold and form. Unlike the scroll, this accordion-folded book allowed people to access any part of the book, a convenient and welcome change that Borsuk says “play[ed] a key role in…establishing the codex in China” (36). This format represented a crucial step toward the codex, which continued to evolve across different cultures. In Greece, the codex took form after the Assyrian tablet and was a bundle of folded pages sewn together. This meant spines existed on books, as pages were sewn together, but only served as a functional feature rather than a decorative one or a directly informative one. Roman poet Horace suggested that these grouped, folded pages provided a lightweight alternative to the wax tablets used. This convenient and easy-to-make form of book would then be produced alongside scrolls.

Though the codex had its advantages and seems like the better design choice, this did not mean scrolls simply disappeared in production within the next decade. Instead, scrolls and codices were stored together, as previously mentioned. In this time, codices and scrolls were stacked and tucked away into closed cabinets or piled into trunks, keeping everything safely concealed. Reasons for the closed cabinets varied as Petroski mentions that a “clash of forms may have been what drove the widespread adoption of the closed closet,” or perhaps book owners “might have worried about the moisture accumulating, or dust collecting on the rolls, or vermin crawling into them, ” or maybe even “trouble with thievery or unauthorized borrowing of their scrolls” (34) caused book owners to opt for enclosed shelves. This approach of closed cabinets contrasts with contemporary book storage practices, in which books are usually out on open shelves or behind glass to emphasize visibility and aesthetic value. Though scrolls and codices coexisted for a significant amount of time, between the third and fourth centuries, archaeological evidence shows that the number of scrolls decreased while codex books increased in production. This shift in increased codex book production would consequently change how books would be stored and displayed.

Fig. 4 Jean Mielot at work, surrounded by both scrolls and books
Source: https://commons.wikimedia.org/wiki/File:The_Scribe_at_Work.jpg

As book production developed and expanded in the West, due to the rise of Christianity with monastic manuscripts, books became increasingly valued, leading to storage practices, such as chaining books, that emphasized protection and control of knowledge. Up until the thirteenth century, monasteries essentially had a monopoly on book production due to systematic influence like St. Benedict of Nursia issuing a rule requiring Benedictine monks to read daily, complete a book by Lent, and carry books while traveling, which emphasized literacy, having financial support for supplies, and having dedicated infrastructures, like a scriptorium, to concentrate on hand-copying texts. With these resources and rules in place, some monks became dedicated scribes, calligraphers, correctors, and rubricators for book production and trade or sale. In The Book, Borsuk describes how monks who served as scribes “spent six hours a day hunched before the page in a cold scriptorium, incurring back-aches, headaches, eye strain, and cramps, all while wasting away the daylight,” showing how tedious, time-consuming, and miserable the task of creating books was. Considering all the time and labor that went into crafting books, protection was warranted.

To work around these concerns of theft and destruction, monasteries initially used locked chests and later, libraries. As Petroski mentions, chests were “not much to protect the books from wholesale thieves — for those were to be kept off the monastery grounds — as to secure the books from surreptitious borrowers” (44). Though chests were convenient for transportation and a familiar way of storing books, the number of chests increased as more books were being produced or bequeathed to monasteries from deceased owners, like bishops. To accommodate the growing collections, books were placed next to each other in chests “with one of their edges facing up” (Petroski, 57). From there, chests were upended and fitted with shelves, creating an armarium. Armariums with fitted shelves made book care and retrieval easier, thus more apt for keeping a larger number of books. As collections grew in monasteries, and later universities and churches, separate rooms — libraries — became dedicated to housing books. Having dedicated rooms for books meant that books could be displayed more openly on tables or with unlocked armariums while also being protected behind the single locked door of the library, reflecting a shift toward centralizing control. Though there was more security from the library, this didn’t solve the issue of books disappearing occasionally.

Fig. 5 Chained library in Hereford Cathedral Source: https://en.wikipedia.org/wiki/Chained_library

With separate lockable rooms for books, there was a natural evolution toward more efficient and protective bookcases. Armaria, though useful for storage could not just be crowded into rooms as it would obstruct one’s light source or conceal the acts of book mutilation one might perform. A solution to this problem, then, was to not keep books in armaria, but to put them out on display on lecterns, which was eventually done. Lecterns had sloped surfaces for books to be displayed cover up and side by side. To prevent books from disappearing, books were chained to lecterns, or later, horizontal shelves above lecterns, with fore-edges out either stacked horizontally of filed vertically, reinforcing the idea that books were meant to remain stationary and open for consultation. In this way, the spine of a book became an anchor, and still, not an essential identifier of the book. The addition of chains to books was a logical step for the Middle Ages’ libraries that also symbolized the Church’s gatekeeping of knowledge, as books were not allowed for further reading outside of their libraries. Not to mention, the lack of obvious visual identifiers, like titles or authors, would force a person to be somewhat familiar with the collection or rely on someone with that knowledge. As time continued to on and more books came to fruition due to the printing press and moveable type, storing books with chains became a difficult task, prompting the chained shelving system to eventually change.

Fig. 6 Hereford Cathedral chained library Source: https://www.atlasobscura.com/places/hereford-cathedral-chained-library

The medieval lectern storing system developed into the stall system as the lectern system became increasingly difficult and frustrating to navigate, prompting a necessary solution. During the fifteenth and sixteenth centuries, the lectern storage system was still in use, but its usability became increasingly difficult and alarmingly expansive. This expansiveness can be attributed to Gutenberg’s printing press, which made books easier to produce. The Book on the Bookshelf notes that “when Humphrey, Duke of Gloucester was petitioned by Oxford University in 1444 to help with the building of a new library…. ‘according to the petitioners, ‘should any student be pouring over a single volume…he keeps three or four students away on account of the books being chained so closely together,'” (Petroski 72). This illustrates how the lectern system demanded substantial space, as Oxford University was petitioning for a new library, since existing facilities could not accommodate students’ needs for reading and work, while chained books further limited access by restricting movement, thus keeping “three of four students away” (Petroski 72). A temporary solution included installing shelves either above or below lecterns with books stashed away horizontally, which inevitably involved chains tangling. The more sustainable solution: the stall system. In the stall system, books were stored vertically on the shelves. Even though this was a step toward the contemporary style of shelving, books were filed with their fore-edges out, spines inward to the shelf, and still chained. In order to navigate this new structure in libraries, a bookcase would have a table of contents framed at the end of the case with books listed in order, as can be seen in the Hereford Cathedral’s chained library. To find a book, one would have to reference and remember a book’s number on a bookcase’s table of contents to find its position on a shelf. But, sometimes, a book’s fore-edges, clasps, ribbons, or other devices that held the book closed would be labeled with distinguishing words. In this way, spines were no more meant to be perceived than the underside of a desk or the back of a computer is.

Fig. 7 Antique books with similar binding
Source: https://www.ebay.com/itm/286191489165

It was during the sixteenth century that a shift to shelving books with their spines out and labeling spines developed as bookbinding methods changed to include less three-dimensional ornaments or designs, making it easier to file books vertically, and allowed bookbinders and book owners to experiment with decorating the spine. Prior to the sixteenth century, it was common for books to be bound in elaborate fashions, with their boards covered in leather or fabric and sometimes decorated with metal bosses, carvings, and jewels. These three-dimensional decorations made it virtually impossible for books to be filed vertically, hence another reason for books to have been filed horizontally. As time passed, and tooled leather bindings became more fashionable than repousse or other three-dimensional ornaments, filing books vertically became a viable option for organization. With this shift toward tooled leather bindings also came an opportunity for bookbinders to decorate book spines to a degree similar to the front and back covers. This did not mean that books were then suddenly filed with spines out, just that bookbinding was changing in a way that would make the shift to books being stored spine out possible. In this time as books increased in numbers and came to have a more standardized look, with book owners finding it fashionable to have the book collections bound to match, marking spines with some identification of the book’s content was necessary. The identifying markings were the book’s title and/or author, and date of edition, though the format of which these appeared was not standardized. Petroski notes “that is not to say that all books in a library would yet have been shelved with spines out, as demonstrated by the fore-edge-painted books of the Pillone library, which date from about 1580” (107).

Fig. 8 Antique illustration pre 1900 – library in house from 1800’s with books filed spine out. Source: https://www.istockphoto.com

Stepping into the eighteenth century, as books became more standardized in binding and size, the spine’s new role was not just as the backbone of books, but as an essential communicative component of the book. In The Book on the Bookshelf, Petroski focuses on Samuel Pepys’ book collection in the early eighteenth century, which featured books “shelved spine out, as had come to be the fashionable thing to do” (134). This indicates that the practice of filing books fore-edges out had shifted to favor filing books with their spine’s out over some time. As previously mentioned, books started to don titles, the author, and the edition date on the spine, which became a more common practice as time continued. From the eighteenth century and on, filing books spine out, became a method of storage practiced still in the twenty-first century. As this way of storage became more standard, book owners and books spaces, like libraries, could experiment with different organization systems, like the Dewey Decimal System developed in the nineteenth century.

The history of the book spine in relation to book storage and organization is a relatively long and significant one that is often overlooked. The history of the spine reveals how contemporary book spines were products of changing book technologies and attitudes. For centuries, book spines were stored in a way that concealed them and rendered them irrelevant to readers. Being filed this way reflected how systems of authority restricted, preserved, and controlled access to knowledge. It also echoed previous methods of filing tablets and scrolls, which were often stacked. As books increased in production, standardization, and were more widely available, the spine’s function no longer became one of pure structural functionality. The spine became a communicative device on a book. This transformed book spaces, like libraries, into places that could foster curiosity, as one could peruse book sections and look at titles, rather than going in knowing exactly what one was looking for. The shelving practice of spine out that we are familiar with today was not an immediate solution to book storage problems in the Middle Ages, but one that developed from evolving material technologies and cultural priorities. By examining the history of book spines and storage, one comes to understand that the modern shelf is not just an organizational convenience, but a reflection of how knowledge came to be seen, accessed, and shared.

Works Cited

Borsuk, Amaranth. The Book. The MIT Press, 2018.

Michel, Cécile. How Did the Ancient Mesopotamians Archive Their Cuneiform Tablets?, University of Hamburg, 13 Sept. 2023, www.csmc.uni-hamburg.de/publications/mesopotamia/2023-09-13.html.

Petroski, Henry. The Book on the Bookshelf. Knopf Doubleday Publishing Group, 2010.

Counter-archiving: What determines literary value?

In this week’s readings, both Jean-Christophe Cloutier’s Shadow Archives: the lifecycles of African American literature and Katherine Bode and Roger Osborne’s The Cambridge Companion to the History of the Book aim to define and clarify the purpose of an archive. In Bode and Osborne’s exploration of an archive, they define qualitative and quantitative methods of approaching archives to help with research in book history. In a qualitative approach, one is parsing through “the many other archival records associated with print culture” and seeing how correspondence, publishers’ records and booksellers’ and library records fit into a book’s history. A quantitative method looks at  “countable quantities: reams of paper, tons of type, print runs, and percentage returns on capital” (225) and things like “print runs, wages, shipments and sales” (226) in order to get a feel for what readership and publishing looked like. Both methods are useful in their contributions to book history, but as with most things have their setbacks, like having to rely on an archive to have all the correspondence of a book or for bias not to be included in the documents read. 

In Cloutier’s exploration of the archive, he writes that “the word archival bespeaks an underlying notion that documents have an afterlife, that they can be put to new, unpredictable uses and form the basis for new interpretive and narrative acts” (Cloutier, 2). Cloutier puts this idea in conversation with African-American literature and studies, saying that, “in part because many African American authors lived with a constant threat of annihilation and in part because of a forced self-reliance, they deliberately developed an archival sensibility whose stakes were tied to both politics and aesthetics, to both group survival and individual legacy” (Cloutier, 9). In this, he points out that African-American authors have had to do the work of preserving their art for future generations and to keep the culture alive. Cloutier then brings in the idea of counter-archiving, which is a method many African-American scholars use to preserve the culture and significant figures who history has or might overlook. This brought back the idea of who gets to dictate what’s significant and why. Throughout history, Black history and culture have been sidelined, yet are arguably the biggest contributors to America’s culture. From music, language, and even humor, Black culture has been prevalent yet underappreciated and not acknowledged to the extent it should be due to America’s want to erase its history of slavery and other atrocities. But, this is changing slowly with the accessibility of the internet and people’s interest in archiving all sorts of information in their own way and sharing that information. As time continues, I hope that archiving minority cultures’ literature becomes less counter-archiving and part of archiving and history. 

Is Digital Media Scary or Cool? (Yes)

As Dr. Pressman said in the lecture about Electronic Literature, “any time there’s new tools or technologies, artists play with them.” When watching the lecture, I was amazed at how artists took the computer and coding to another level to create meaningful art and challenge how people interact with the digital world. Though I know AI is relatively new, I feel like it’s been around or at least talked about so extensively that I’ve thought of it as something I’ve known for a while. Which is why I was surprised when, just recently, I saw an artist’s digital artwork that uses the common mistakes and uncanniness of AI art to create their own art. Somehow, though the art was a terrifying amalgamation despite using bright colors, it felt like it had a soul. I enjoyed its dilapidated subject that was blurred and had an odd amount of fingers, but wondered where the wonder and want for creating using technology has gone.  Personally, I feel limited in my use of the digital, especially with corporations shoving their products down my throat. No longer do I have the same curiosities and willingness to sit in front of a computer and simply explore internet spaces. Though I’m aware the internet is practically limitless in the things you can find, nowadays it feels more restricted to a few search engines, similar formats that encourage endless scrolling, and constant advertisements. Seeing all of the creative endeavors that occurred in previous years, with the development of the internet, makes me crave electronic literature. Yet, I also fear the sustainability of electronic literature. 

As we’ve heard in class, things like Mark Marino’s “Marginalia in the Library of Babel,” have gone dark because of a shift in technology. Though “Marginalia in the Library of Babel,” was restored and functions the way it’s supposed to, some other pages from Flash don’t get as lucky as being restored properly. Recently, I revisited my favorite childhood game “Poptropica,” which was ran with Flash, then restored, but not to the same quality as it was in the 2000s. This makes me question when the pages, articles, games, and art I consume online will simply disappear one day, and if they’d feel or be the same as they were. Obviously, it seems like a case-by-case situation, but it still makes me question what we leave behind in order to pursue the new. 

Artists’ Books vs Bookwork

In Chapter 3 of The Book, Borusk engages with the idea of a book rather than the concrete materiality of what makes a book, as explored in the previous chapters. Borsuk explores the idea of a book by going into numerous examples of artists’ books which ultimately “highlight the ‘idea’ [of a book] by paradoxically drawing attention to the ‘object’ we have come to take for granted” (pg. 113). Reading this chapter reminded me of our first book lab, where we questioned the qualifications of a book by looking at various book forms, from a book in a can to a triptych of poetry. This chapter expanded on the idea of the first lab as Borsuk introduces us to Stéphane Mallarmé, Ed Ruscha, Alison Knowles,  Michael Snow, and many more who play with the form of a book and the effects of the space of a book on their art or literature. 

After reading Chapter 3, it was interesting to read the interview between Prof. Pressman, Brian Dettmer, and Doug Beube, as Dettmer and Beube explore their artistic processes, but not through a necessarily literary lens, as has been presented for the majority of the readings, and certainly not through an artists’ book lens. I thought it was interesting how, when asked about their work in relation to artist books, both Dettmer and Beube rejected this categorization of their work. But once, Dettmer explained his perspective on how “artists’ books use the book as a canvas and the work exists and operates within the context of a book,” and Beube said, “artists’ books still function as books… In contrast, in my work, I challenge the way we interact with and think of these objects,” I understood why they were so adamant about their distinctions as doing bookwork rather than creating artists’ books. When considering books like House of Leaves or Nox, both still work to tell their written story, but in an enhanced way. But the bookwork that Dettmer and Beube do focuses on how one can play with the form of a book and “to think differently about the media we use” (Brian Dettmer). 

With each class and reading, I am being taught and reminded that books are more than blocks of text; they are an entryway into a conversation about the society they were made in, the time period of publishing and distribution, and cultural significance. When interacting with a book, more questions are being brought up in my head and it’s interesting to see where my mind takes me and how much more I look for in a book. I enjoyed learning about how people have pushed the boundaries of what a book is, as it brings new life to books and inspires art.

Reflections of Today and Borges’ “Library of Babel”

Jorge Luis Borges’ short story “The Library of Babel” is a fantastical thought exercise that essentially reflects various human reactions to abstract questions in a thoughtful and sometimes humorous way. Borges sets up the story to take place inside a library which equates to the whole world for the people living inside it. The Library contains an infinite amount of books which have a perpetually endless combinations of letters and punctuation. With this knowledge many librarians have formulated their own schools of thought and way of life to accommodate conceptualizing and dealing with their world. 

When reading the short story, I enjoyed the diversity of thought within each librarian and how that manifested in their living, or rather, coping. In the uncertainty of the Library, librarians created things like religion and a norm culture to help regulate their way of life. A group that stood out to me the most was the Purifiers, who would invade “the hexagons, showed credentials which were not always false, leafed through a volume with displeasure and condemned whole shelves” (Borges, 6). I think their response to the chaos of their world makes sense, but it almost feels rash in their need for control. The Purifiers’ line of thought mirrors plenty of people’s beliefs today, as many grapple with our chaotic world by simply trying to carve it into what their perfect world would look like. I think an example of this, relevant to today, is book banning. The act of banning books often reads as a response from adults who cannot grapple with the notion that the world is more than what they can conceptualize, so in turn, they try to control what they can to make more people similar to themselves. Borges does this reflection of our world in the Library repeatedly with different philosophies and religions, which made me love and ponder on this piece for a long time.